Contributions and trades for multiple plans all in one file sent to us via secured FTP or online upload.
The sensibilities of the trading facilities you normally use may not allow certain sources of monies. ClearingGateway™ ensures that the downline trading facility will process your contributions and trades.
Certain regulatory environments may prevent your movement of contributions based on the source of monies. Our banking relationships meet all regulatory requirements for the monies you may have trouble moving through your current relationships.
We handle fully disclosed, omnibus, and super-omnibus trading on your behalf with the downline trading facilities in Qualified Accounts suitable for your retirement offering.
We handle fully disclosed, omnibus, and super-omnibus trading on your behalf with the downline trading facilities in Non-Qualified Accounts suitable for your non-retirement offering.
Regardless of the role you play in investment offerings, certain sources of money may challenge the longevity of your offering. ClearingGateway™ eliminates certain issues that might otherwise bring your offering offline at the trading facility or bank.
Continue to work with your same recordkeeper and allow Clearing Gateway to work with the trading facilities to ensure your client’s contributions and trades are handled properly.
Take on a new set of clients whose monies may be counter to the sensibilities of the trading facilities you normally use, all without running afoul of banking regulations.
ClearingGateway™ looks and feels just like any of your normal trading relationships while securing your contributions and trades from the sensibilities of those same trading relationships.
Begin clearing your contributions and trades knowing that the ClearingGateway™ is processing trades at an omnibus and super-omnibus level with various custodians. You are assured adherence to regulatory environments both trading and money movements.
